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Advisor at BAINBRIDGE INVESTMENT ADVISORS LLC
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BAINBRIDGE INVESTMENT ADVISORS LLC | State registered | May 12, 2004 | n/a | yes | LOS ANGELES, CA | Current employment |
| OPPENHEIMER ASSET MANAGEMENT | Bd affiliated wealth | Apr 15, 2003 | Jan 16, 2004 | no | NEW YORK, NY | Previous registration |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Jan 3, 2003 | Apr 15, 2003 | no | LOS ANGELES, CA | Previous registration |
| CIBC WORLD MARKETS CORP. | n/a | Oct 7, 2002 | Jan 3, 2003 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER ASSET MANAGEMENT | BAINBRIDGE INVESTMENT ADVISORS LLC | Jan 16, 2004 | May 12, 2004 | 117 | Firm change | Other |
| OPPENHEIMER & CO. INC. | OPPENHEIMER ASSET MANAGEMENT | Apr 15, 2003 | Apr 15, 2003 | 0 | Bulk transfer | Other |
| CIBC WORLD MARKETS CORP. | OPPENHEIMER & CO. INC. | Jan 3, 2003 | Jan 3, 2003 | 0 | Bulk transfer | Other |