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F•• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100Msuccession filed

F•• P•••••••• L••

F••••• A• C••••••••, CRD 164023

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Search this name across graphsid dfx:ria:6ed52470-a593-1176-5b64-2aa962050927

Data as of Nov 12, 2014 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Apr 30, 2012 to Nov 12, 2014
14 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

F•• P•••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.0M••• Locked
Discretionary RAUM: $500,000
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••• S••••	Real Estate Fund	$3.8B	Oct 20, 2014	0	Apr 30, 2012	reported	n/a
F•• P•••••••• L••	Real Estate Fund	$3.8B	Nov 12, 2014

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• F•••••• A•	E	E	yes	11/2010	Apr 30, 2012	Nov 12, 2014
C••••••••• F•••••• A•	CHIEF COMPLIANCE OFFICER	E	yes	05/2011	Apr 30, 2012	Nov 12, 2014

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••• A• C••••••••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2013	Nov 12, 2014

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$1.0M	n/a	n/a	n/a	n/a	5	n/a	n/a	n/a

Relationships

Advises (2)

→ F•• P•••••••• L••Private fundReal Estate Fund, IA
Oct 20, 2014 to presentfactForm ADV
→ C••••• S••••Private fundReal Estate Fund, IA
Apr 30, 2012 to presentfactForm ADV

Controls (2)

← C••••••••• F•••••• A•OwnerE, ownership code E, individual
Apr 30, 2012 to presentfactForm ADV
← F•• P•••••••• L••Owner

Dated events

Occurred
Apr 30, 2012
Succession filed (Item 4)
F•• P•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ed52470-a593-1176-5b64-2aa962050927
First observed: Apr 30, 2012
Last observed: Nov 12, 2014 144 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.