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Advisor at HERZOG FINANCIAL GROUP, LLC
SAINT LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HERZOG FINANCIAL GROUP, LLC | State registered | Feb 3, 2017 | n/a | yes | SAINT LOUIS, MO | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 12, 2012 | Feb 12, 2013 | no | CREVE COEUR, MO|WEBSTER GROVES, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | HERZOG FINANCIAL GROUP, LLC | Feb 12, 2013 | Feb 3, 2017 | 1,452 | Firm change after gap | Ibd to state RIA |