DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

ROBERT LEWIS TURNER

Advisor at WELLS FARGO ADVISORS

RIVERDALE, MD | COLUMBIA, MD | WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ee99c9c-623c-eea0-2d69-b1eddef84ef5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 2, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 27, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 27, 2002
First registration: Jan 2, 2003
Dual registered: yes, broker-dealer
Other names: ROBERT TURNER
IAPD individual key: 4598608

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 4, 2004	n/a	yes	WASHINGTON, DC\|COLUMBIA, MD\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|WASHINGTON, DC\|RIVERDALE, MD	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 2, 2003	Oct 1, 2004	no	ROCKVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Oct 1, 2004	Oct 4, 2004	3	Firm change	Wirehouse to wirehouse

Relationships

Registered with (2)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 4, 2004 to presentfactForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 2, 2003 to Oct 1, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ee99c9c-623c-eea0-2d69-b1eddef84ef5
First observed: Jan 2, 2003
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROBERT LEWIS TURNER

Advisor at WELLS FARGO ADVISORS

RIVERDALE, MD | COLUMBIA, MD | WASHINGTON, DC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ee99c9c-623c-eea0-2d69-b1eddef84ef5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:12 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

WELLS FARGO ADVISORS

Wirehouse

Oct 4, 2004

n/a

yes

Current employment

UBS FINANCIAL SERVICES INC.

Wirehouse

Jan 2, 2003

Oct 1, 2004

ROCKVILLE, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

UBS FINANCIAL SERVICES INC.

WELLS FARGO ADVISORS

Oct 1, 2004

Oct 4, 2004

Firm change

Wirehouse to wirehouse