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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CLAREMONT FINANCIAL GROUP,INC.

CRD 107806

CLAREMONT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6efab11d-2690-4738-9e75-ba47d00aac5c

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2012 to Jul 21, 2026
34 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $140MItem 5.F on the latest filing (2026-07-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $136M
Private client RAUM: $139MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $140Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 540
Individual clients: 240
High net worth clients: 35
Custody, client assets: $37.5M
SEC number: 801-57506
CIK: 1907541
CRD: 107806
Filings on the tape: 34
First filed: Mar 28, 2012
Latest filed: Jul 21, 2026
Organised: Corporation, CA
Website: claremontfinancial.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GAETANO HENRY SCALZO	n/a	CLAREMONT, CA	5	11	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVIDSON, BRUCE, LEROY	CHIEF COMPLIANCE OFFICER	Na	yes	11/2018	Nov 9, 2018	Aug 30, 2024
SCALZO, GAETAN, THOMAS	EQUITY PARTNER/PRESIDENT/CEO/CFO/SECRETARY	E	yes	11/2005	Mar 28, 2012	Aug 30, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
COSTA MESA	CA	United States	2	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 12, 2026	$140M	$136M	4	1	1	n/a	n/a
2024	Feb 26, 2025	$119M	$117M	4	2	1	n/a	n/a
2023	Feb 14, 2024	$110M	$106M	4	2	1	n/a	n/a
2022	Feb 27, 2023	$100M	$96.3M	4	2	1	n/a	n/a
2021	Mar 18, 2022	$116M	$112M	5	2	1	n/a	n/a
2020	Mar 22, 2021	$98.8M	$95.8M	5	3	1	n/a	n/a
2019	Mar 23, 2020	$94.1M	$94.1M	5	2	1	n/a	n/a
2018	Mar 1, 2019	$92.7M	$92.7M	5	2	1	n/a	n/a
2017	Mar 21, 2018	$97.0M	$97.0M	5	3	1	n/a	n/a
2016	Feb 4, 2017	$93.2M	$93.2M	6	3	n/a	n/a	n/a
2015	Mar 12, 2016	$91.3M	$91.3M	6	3	n/a	n/a	n/a
2014	Mar 24, 2015	$100M	$100M	6	3	n/a	n/a	n/a
2013	Mar 20, 2014	$94.2M	$94.2M	5	3	n/a	n/a	n/a
2012	Mar 28, 2013	$106M	$106M	5	3	n/a	n/a	n/a
2011	Mar 28, 2012	$96.4M	$96.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$140M	$119M	17.6%	$100M	11.8%	4	4	1	1

Relationships

Registered with (4)

← GAETANO HENRY SCALZOAdvisorregistration: current employment
Mar 17, 2021 to presentfactForm ADV
← MATTHEW JOHN TURNBULLAdvisorregistration: previous registration
Apr 11, 2011 to Oct 15, 2018factForm ADV
← Thuy Diem NguyenAdvisorregistration: previous registration
Mar 18, 2004 to Jul 29, 2004factForm ADV
← ARYN PATRICE SANDSAdvisorregistration: previous registration
May 31, 2000 to Apr 8, 2003factForm ADV

Controls (2)

← SCALZO, GAETAN, THOMASOwnerEQUITY PARTNER/PRESIDENT/CEO/CFO/SECRETARY, ownership code E, individual
Mar 28, 2012 to Aug 30, 2024factForm ADV
← DAVIDSON, BRUCE, LEROYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 9, 2018 to Aug 30, 2024factForm ADV

Dated events

Occurred
Jun 3, 2021
Control person left
Braun Nicholas Scalzo (Equity Partner/Ceo) no longer on Schedule A of Claremont Financial Group,Inc. (listed 2021-04-07, absent 2021-06-03)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6efab11d-2690-4738-9e75-ba47d00aac5c
First observed: Mar 28, 2012
Last observed: Jul 21, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CLAREMONT FINANCIAL GROUP,INC.

CRD 107806

CLAREMONT, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6efab11d-2690-4738-9e75-ba47d00aac5c

Data as of Jul 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:34 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GAETANO HENRY SCALZO

n/a

CLAREMONT, CA

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVIDSON, BRUCE, LEROY

CHIEF COMPLIANCE OFFICER

yes

11/2018

Nov 9, 2018

Aug 30, 2024

SCALZO, GAETAN, THOMAS

EQUITY PARTNER/PRESIDENT/CEO/CFO/SECRETARY

yes

11/2005

Mar 28, 2012

Aug 30, 2024

City

State

Country

Employees

Also broker-dealer

COSTA MESA

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 12, 2026

$140M

$136M

n/a

2024

Feb 26, 2025

$119M

$117M

n/a

2023

Feb 14, 2024

$110M

$106M

n/a

2022

Feb 27, 2023

$100M

$96.3M

n/a

2021

Mar 18, 2022

$116M

$112M

n/a

2020

Mar 22, 2021

$98.8M

$95.8M

n/a

2019

Mar 23, 2020

$94.1M

n/a

2018

Mar 1, 2019

$92.7M

n/a

2017

Mar 21, 2018

$97.0M

n/a

2016

Feb 4, 2017

$93.2M

n/a

2015

Mar 12, 2016

$91.3M

n/a

2014

Mar 24, 2015

$100M

n/a

2013

Mar 20, 2014

$94.2M

n/a

2012

Mar 28, 2013

$106M

n/a

2011

Mar 28, 2012

$96.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$140M

$119M

17.6%

$100M

11.8%