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Advisor at SOUND INVESTMENT STRATEGIES, INC.
Langley, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND INVESTMENT STRATEGIES, INC. | Former SEC adviser | Jun 20, 2007 | n/a | yes | Langley, WA | Current employment |
| STIFEL INDEPENDENT ADVISORS, LLC | Bd affiliated wealth | Sep 14, 2006 | Jun 21, 2007 | no | LANGLEY, WA|LANGLEY, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL INDEPENDENT ADVISORS, LLC | SOUND INVESTMENT STRATEGIES, INC. | Jun 21, 2007 | Jun 20, 2007 | -1 | Firm change | Other |