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Advisor at NOVEM GROUP
ROCHESTER, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NOVEM GROUP | Independent wealth | Oct 11, 2024 | n/a | yes | ROCHESTER, NY | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | n/a | yes | ROCHESTER, NY | Current employment |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Jul 12, 2016 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| WADDELL & REED | Former SEC adviser | Dec 12, 2013 | Jul 20, 2016 | no | FAIRPORT, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | NOVEM GROUP | Oct 11, 2024 | Oct 11, 2024 | 0 | Firm change | Ibd to RIA |
| WADDELL & REED | AMERICAN PORTFOLIOS ADVISORS, INC | Jul 20, 2016 | Jul 12, 2016 | -8 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112697:158964:NY:2024-10-11 | Oct 11, 2024 | Oct 11, 2024 | HOLBROOK, NY | Firm change |