DFX Intelligence

W•••••• G•••••• E••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

W•••••• G•••••• E••••••••

Advisor at W•••••• B•••• • C•••••• L•••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:6f094d7d-5bdd-906b-982f-f818f1043f22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• B•••• • C•••••• L•••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 13, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	May 19, 2004	n/a	yes	CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL\|CHICAGO, IL	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Jan 16, 2001	May 20, 2004	no	CHICAGO, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	W•••••• B•••• • C•••••• L•••••	May 20, 2004	May 19, 2004	-1	Firm change	Other

Relationships

Registered with (2)

→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: current employment
May 19, 2004 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 16, 2001 to May 20, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f094d7d-5bdd-906b-982f-f818f1043f22
First observed: Jan 16, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.