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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

MELODY MARIE GRESSICK

Advisor at OSAIC WEALTH, INC.

Oconomowoc, WI | WATERTOWN, WI

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 29, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 29, 2002
First registration: Nov 14, 2005
Dual registered: yes, broker-dealer
Other names: MELODY MARIE BRAUNSCHWEIG
IAPD individual key: 4437114

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	Oconomowoc, WI\|WATERTOWN, WI	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 1, 2017	Jan 19, 2024	no	WATERTOWN, WI	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Dec 6, 2013	Nov 2, 2017	no	WATERTOWN, WI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 4, 2013	Dec 16, 2013	no	WATERTOWN, WI\|SAN DIEGO, CA\|WATERTOWN, WI	Previous registration
BMO HARRIS FINANCIAL ADVISORS, INC	Former SEC adviser	Aug 1, 2012	Oct 22, 2013	no	WATERTOWN, WI	Previous registration
M&I INVESTMENT MANAGEMENT CORP.	Former SEC adviser	Apr 27, 2010	Apr 18, 2012	no	MILWAUKEE, WI	Previous registration
M&I FINANCIAL ADVISORS, INC.	Former SEC adviser	Nov 14, 2005	Aug 1, 2012	no	MADISON, WI\|WATERTOWN, WI\|WATERTOWN, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
SII INVESTMENTS, INC.	WOODBURY FINANCIAL SERVICES, INC.	Nov 2, 2017	Nov 1, 2017	-1	Firm change	Other
LPL FINANCIAL LLC	SII INVESTMENTS, INC.	Dec 16, 2013	Dec 6, 2013	-10	Firm change	Other
BMO HARRIS FINANCIAL ADVISORS, INC	LPL FINANCIAL LLC	Oct 22, 2013	Oct 4, 2013	-18	Firm change	Other
M&I FINANCIAL ADVISORS, INC.	M&I INVESTMENT MANAGEMENT CORP.	Aug 1, 2012	Apr 27, 2010	-827	Bulk transfer	Other
M&I INVESTMENT MANAGEMENT CORP.	BMO HARRIS FINANCIAL ADVISORS, INC	Apr 18, 2012	Aug 1, 2012	105	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2225:421:WI:2017-10-19	Nov 2, 2017	Nov 1, 2017	WATERTOWN, WI	Firm change

Relationships

Registered with (7)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 1, 2017 to Jan 19, 2024factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Dec 6, 2013 to Nov 2, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 4, 2013 to Dec 16, 2013factForm ADV
→ BMO HARRIS FINANCIAL ADVISORS, INCRegistered adviserregistration: previous registration
Aug 1, 2012 to Oct 22, 2013factForm ADV
→ M&I FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Nov 14, 2005 to Aug 1, 2012factForm ADV
→ M&I INVESTMENT MANAGEMENT CORP.Registered adviserregistration: previous registration
Apr 27, 2010 to Apr 18, 2012factForm ADV

Dated events

No dated event names this entity yet.