DFX Intelligence

S••••• D••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

S••••• D••• E•••••••

Advisor at N•••••••• A•••• M•••••••••

CARNATION, WA | MERCER ISLAND, WA

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Search this name across graphsid dfx:ria:6f16a881-aa33-ba8e-158d-315e7641ad07

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 9, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••••• A•••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••••• A•••• M•••••••••	Independent wealth	Oct 10, 2019	n/a	yes	MERCER ISLAND, WA\|CARNATION, WA	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Feb 9, 2006	Oct 8, 2019	no	BELLEVUE, WA\|BELLEVUE, WA\|WESTLAKE, TX\|BELLEVUE, WA\|Bellevue, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	N•••••••• A•••• M•••••••••	Oct 8, 2019	Oct 10, 2019	2	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ N•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Oct 10, 2019 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Feb 9, 2006 to Oct 8, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f16a881-aa33-ba8e-158d-315e7641ad07
First observed: Feb 9, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.