G•• M•••••••

Advisor at C••••••••• F•••••••• G••••

APPLETON, WI | Algoma, WI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f34b95e-23fc-7e4f-81ba-432bcfefb9c1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• G••••	Independent wealth	Jan 3, 2023	n/a	yes	APPLETON, WI\|Algoma, WI	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Dec 23, 2019	Jan 6, 2023	no	MARATHON, FL\|Appleton, WI\|ALGOMA, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	C••••••••• F•••••••• G••••	Jan 6, 2023	Jan 3, 2023	-3	Firm change	Ibd to new firm
M•• I•••••••• S•••••••• L••	P•••••••• S••••••••• I•••	Dec 12, 2019	Dec 23, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
1137:324255:WI:2023-01-06	Jan 6, 2023	Jan 3, 2023	ALGOMA, WI	Firm change

Relationships

Registered with (5)

→ C••••••••• F•••••••• G••••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 23, 2019 to Jan 6, 2023factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 16, 2018 to Dec 12, 2019factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Jan 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f34b95e-23fc-7e4f-81ba-432bcfefb9c1
First observed: Apr 1, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.