DFX Intelligence

K•• C••••• A••••••• ••••••••• P••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

K•• C••••• A••••••• ••••••••• P••• L•••

CRD 309194

S••••••••

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Aug 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 35
Dated events: 27
On other graphs: 2
Observed: Jul 17, 2020 to Aug 26, 2026
16 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

K•• C••••• A••••••• ••••••••• P••• L•••

Private equity manager · key_cik, key_crd, key_sfn_adviser, shared_crd

Private Creditidentity

K•• C••••• A••••••• ••••••••• P••• L•••

Private credit manager · key_cik, key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.94 institutional_share=0.04 related_bd=true related_bank=true bd_reps=0.0
Regulatory AUM: $4.9B••• Locked
Discretionary RAUM: $4.9B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 16

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K•• A••• C••••• O••••••••• F••• I• S•••	Private Equity Fund	$1.4B	Aug 26, 2026	13	Mar 28, 2024	reported	021-499945
K•• A••• C••••• O••••••••• F••• S•••	Private Equity Fund	$1.4B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• B••••• W•••••	NON-EXECUTIVE DIRECTOR	Na	yes	02/2020	Jul 17, 2020	Mar 28, 2024
K•• • C•• G• L••	G•••••• P•••••• O• K••••••• K••••• R•••••• • C•• L•••	F	yes	01/2020	Jul 17, 2020	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K••••••• K••••• R•••••• • C•• L•••	n/a	Asset manager	$400B	Y	yes	n/a
K•• C••••• A••••••• ••• L••	n/a	Other adviser	$271B	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
HONG KONG	n/a	Hong Kong	3	no
SAN FRANCISCO	CA	United States	2	no
London	n/a	United Kingdom	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.9B	$4.1B	19.9%	$2.3B	29.7%	16	11	3	3

Relationships

Affiliated with (7)

→ K••••••• K••••• R•••••• • C•• L•••Registered adviserother investment adviser, bank, control, common control
factForm ADV
→ K•• C••••• A••••••• ••• L••Registered adviserother investment adviser, bank, control, common control
factForm ADV
→ K•• C••••• A••••••• I••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ K•• R••••••••• A•••••• L••Registered adviser

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
26 Aug 2026
Ria private fund assets change
••• Locked
Form ADV
$2.2B
Occurred
26 Aug 2026
Private fund gav change3 events
Private fund gav change: 3 on 26 Aug 2026
$180M to $929M
- ••• Locked$929M
- ••• Locked$189M
- ••• Locked$180M
Occurred
26 Aug 2026
Private fund first reported7 events
Private fund first reported: 7 on 26 Aug 2026
$17.6M to $322M
- ••• Locked$322M
- ••• Locked$200M
- ••• Locked$133M
Occurred
31 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
$1.0B
Occurred
28 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$826M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 17, 2020
Last observed: Aug 26, 2026 29 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
K•• A••• C••••• C••••••••• S•••	Private Equity Fund	$79.9M	Aug 26, 2026	2	Mar 31, 2023	reported	n/a
P• C••• I••••••••• L•••	Private Equity Fund	$34.9M	Aug 26, 2026	1	Aug 26, 2026	reported	n/a
K•• A••• C••••• O••••••••• F••• I• L•• L•••	Hedge Fund	$26.8M	Aug 26, 2026	2	Aug 26, 2026	reported	n/a
K•• A••• C••••• O••••••••• F••• I• C•• L•••	Hedge Fund	$17.6M	Aug 26, 2026	1	Aug 26, 2026	reported	021-567330

All 14 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••• K••••• R•••••• • C•• L•••	S••• M••••• O• K•• C••••• A••••••• ••• L••	E	yes	06/2004	Jul 17, 2020	Mar 28, 2024
K••••• E•••	CHIEF COMPLIANCE OFFICER (APAC)	Na	yes	03/2023	Mar 31, 2023	Mar 28, 2024
L••• S••• J••	CEO AND EXECUTIVE DIRECTOR	Na	yes	02/2020	Jul 17, 2020	Mar 28, 2024
O•• C••• Y•	EXECUTIVE DIRECTOR	Na	yes	01/2021	Mar 30, 2021	Mar 28, 2024

All 17 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•• C•••••• M•••••• I• L••	n/a	n/a	n/a	N	yes	n/a
K•• C•••••• M•••••• J•••• L••••••	n/a	n/a	n/a	N	yes	n/a
K•• C•••••• M•••••• L••	n/a	n/a	n/a	N	yes	n/a
K•• C•••••• M•••••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a
K•• C••••• A••••••• ••••• L••	n/a	n/a	n/a	N	yes	n/a
K•• M•• A••• G• L••••••	n/a	n/a	n/a	Y	yes	n/a
T•• G••••• A••••••• F•••••••• G•••• L••	n/a	n/a	n/a	N	yes	n/a