DFX Intelligence

C••••• A••••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

C••••• A••••• H••••

Advisor at R••• I• W••••• M••••••••• L••

Tampa, FL | PALM COAST, FL

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Search this name across graphsid dfx:ria:6f3ad1c7-3162-4d31-c4ca-88f359ef773f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••• I• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 29, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••• I• W••••• M••••••••• L••	State registered	Jul 16, 2026	n/a	yes	PALM COAST, FL\|Tampa, FL	Current employment
C••••• C••••••• L••	Former SEC adviser	Apr 2, 2004	Dec 17, 2004	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• C••••••• L••	R••• I• W••••• M••••••••• L••	Dec 17, 2004	Jul 16, 2026	7,881	Firm change after gap	Other

Relationships

Registered with (2)

→ R••• I• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 16, 2026 to presentfactForm ADV
→ C••••• C••••••• L••Registered adviserregistration: previous registration
Apr 2, 2004 to Dec 17, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f3ad1c7-3162-4d31-c4ca-88f359ef773f
First observed: Apr 2, 2004
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.