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Advisor at S•••
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••• | Bd affiliated wealth | Dec 10, 2025 | n/a | yes | LOS ANGELES, CA | Current employment |
| T•• I••••••••• M••••••••• C•••••• L•• | Asset manager | Nov 8, 2022 | Dec 15, 2025 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• I••••••••• M••••••••• C•••••• L•• | S••• | Dec 15, 2025 | Dec 10, 2025 | -5 | Firm change | Other |
| T•• W••••• C••••••••• G•••• | T•• I••••••••• M••••••••• C•••••• L•• | Jul 2, 2020 | Nov 8, 2022 |
| T•• W••••• C••••••••• G•••• |
| Independent wealth |
| May 18, 2020 |
| Jul 2, 2020 |
| no |
| Westlake Village, CA|LAS VEGAS, NV |
| Previous registration |
| C•••••• S•••••• P••••••• | Former SEC adviser | Aug 28, 2017 | May 18, 2020 | no | IRVINE, CA|IRVINE, CA|BURBANK, CA | Previous registration |
| 859 |
| Firm change after gap |
| Other |
| C•••••• S•••••• P••••••• | T•• W••••• C••••••••• G•••• | May 18, 2020 | May 18, 2020 | 0 | Firm change | RIA to RIA |