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C••• H••• A•••• M••••••••• P••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

C••• H••• A•••• M••••••••• P••••••• L•

CRD 330579

NORWALK, CT

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Search this name across graphsid dfx:ria:6f425fac-b66a-12fc-f644-d082fa5a6351

Data as of Sep 27, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 27, 2024 to Sep 27, 2024
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2024-09-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 1
Advisory employees: 1
Offices

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••• H••• G•• L••	GENERAL PARTNER	Na	yes	10/2023	Sep 27, 2024	Sep 27, 2024
C••••••• F•••••••• J••••	Managingmember	E	yes	10/2023	Sep 27, 2024

Relationships

Controls (3)

← D••••••••• J•••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 27, 2024 to presentfactForm ADV
← C••••••• F•••••••• J••••OwnerMANAGINGMEMBER, ownership code E, individual
Sep 27, 2024 to presentfactForm ADV
← C••• H••• G•• L••OwnerGENERAL PARTNER, ownership code NA, domestic entity
Sep 27, 2024 to presentfactForm ADV

Dated events

Occurred
Mar 6, 2025
Left the SEC roster
C••• H••• A•••• M••••••••• P••••••• L• no longer on the SEC adviser roster (last listed 2025-02-03)
Form ADVobserved 7 days ago
0 USD_RAUM
Occurred
Sep 27, 2024
First Form ADV filing
C••• H••• A•••• M••••••••• P••••••• L• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f425fac-b66a-12fc-f644-d082fa5a6351
First observed: Sep 27, 2024
Last observed: Sep 27, 2024 24 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.