DFX Intelligence

T•••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

T•••••••• A••••••• L••

CRD 281432

MELVILLE, NY

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Search this name across graphsid dfx:ria:6f4b29b4-6456-6b9a-ad1c-24ec029bba05

Data as of Mar 16, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2021 to Mar 16, 2023
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $25.7M••• Locked
Discretionary RAUM: $25.7M
Private client RAUM: $4.5Mderived••• Locked
Private client share: 17%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 3

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T••••••• C•••••• G•••• L•	Hedge Fund	$21.2M	Mar 16, 2023	27	Jun 28, 2021	reported	021-214685
T••••••• C•••••• L•••••••• O••••••••• F••• L•	Hedge Fund	$7.5M	Sep 30, 2022

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• K••••• A•••	MEMBER, PORTFOLIO MANAGER, MANAGER	D	yes	01/2014	Jun 28, 2021	Mar 16, 2023
K•••••• A•••• D••••	MEMBER, CHIEF OPERATING OFFICER, MANAGER, CHIEF COMPLIANCE OFFICER	C	yes	01/2014	Jun 28, 2021	Mar 16, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
K•••• P••••••• L••	n/a	n/a	n/a	N	yes	n/a
K•••• A••••• C••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 16, 2023

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$25.7M	$41.6M	-38.2%	n/a	n/a	3	3	0	0

Relationships

Advises (2)

→ T••••••• C•••••• G•••• L•Private fundHedge Fund, IA
Jun 28, 2021 to presentfactForm ADV
→ T••••••• C•••••• L•••••••• O••••••••• F••• L•Private fundHedge Fund, IA
Jun 28, 2021 to presentfactForm ADV

Owns (1)

← H••••••••• J•••••• G•••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2022 to presentfactForm ADV

Controls (2)

Dated events

Occurred
Jun 28, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f4b29b4-6456-6b9a-ad1c-24ec029bba05
First observed: Jun 28, 2021
Last observed: Mar 16, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.