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Advisor at LPL FINANCIAL LLC
GRAND BLANC, MI | MERRITT ISLAND, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | May 1, 2025 | n/a | yes | GRAND BLANC, MI|MERRITT ISLAND, FL | Current employment |
| GROVE POINT ADVISORS, LLC | Former SEC adviser | Apr 1, 2021 | May 2, 2025 | no | ROCKVILLE, MD|Grand Blanc, MI|ROCKVILLE, MD|Merritt Island, FL | Previous registration |
| H. BECK, INC. | Former SEC adviser | Jun 21, 2016 | Apr 1, 2021 | no | ROCKVILLE, MD|FLINT, MI|FLINT, MI|GRAND BLANC, MI|Merritt Island, FL | Previous registration |
| M.R. SPENCER ADVISORY SERVICES, LLC | Former SEC adviser | Apr 27, 2011 | Jun 26, 2012 | no | GRAND BLANC, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| GROVE POINT ADVISORS, LLC | LPL FINANCIAL LLC | May 2, 2025 | May 1, 2025 | -1 | Bulk transfer | Ibd to ibd |
| H. BECK, INC. | GROVE POINT ADVISORS, LLC | Apr 1, 2021 | Apr 1, 2021 | 0 | Bulk transfer | Ibd to ibd |
| M.R. SPENCER ADVISORY SERVICES, LLC | H. BECK, INC. | Jun 26, 2012 | Jun 21, 2016 | 1,456 | Firm change after gap | Other |