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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

ABBOT DOWNING INVESTMENT ADVISORS

WELLS FARGO BANK N.A., CRD 159322

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f6e784f-26ea-0702-21ea-30f6e0ad1470

Data as of Oct 29, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 23, 2011 to Oct 29, 2014
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $38.1MItem 5.F on the latest filing (2014-10-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $38.1M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 29
Advisory employees: 26
Accounts: 1
SEC number: 801-72865
CRD: 159322
Filings on the tape: 14
First filed: Nov 23, 2011
Latest filed: Oct 29, 2014
Organised: Other (specify), California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WELLS FARGO & CO	Shareholder	E	yes	09/1998	Nov 23, 2011	Oct 29, 2014
WELLS FARGO & COMPANY	DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A.	C	yes	11/1998	Nov 23, 2011	Oct 29, 2014
WFC HOLDINGS CORPORATION	DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A.	D	yes	11/1998	Nov 23, 2011	Oct 29, 2014
HOLMAN, ERIC, SCOTT	CHIEF COMPLIANCE OFFICER	Na	no	10/2011	Nov 23, 2011	Oct 29, 2014
IBID, INC.	DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A.	A	no	11/1998	Nov 23, 2011	Oct 29, 2014
STEINER, JAMES, PAUL	Ceo	Na	no	10/2011	Nov 23, 2011	Oct 29, 2014
WFC HOLDINGS CORPORATION	Shareholder	E	no	09/1998	Nov 23, 2011	Oct 29, 2014

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WELLS FARGO BANK NATIONAL ASSOCIATION	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Oct 29, 2014	$38.1M	$38.1M	29	26	n/a	n/a	n/a
2013	Mar 24, 2014	$42.1M	$42.1M	26	23	n/a	n/a	n/a
2012	Apr 1, 2013	$49.0M	$49.0M	22	21	n/a	n/a	n/a
2011	Apr 3, 2012	$53.9M	$53.9M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$38.1M	$42.1M	-9.5%	$53.9M	-10.9%	29	26	n/a	n/a

Relationships

Owns (4)

← STEINER, JAMES, PAULOwnerCEO, ownership code NA, individual
Nov 23, 2011 to presentfactForm ADV
← HOLMAN, ERIC, SCOTTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 23, 2011 to presentfactForm ADV
← IBID, INC.OwnerDIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A., ownership code A, domestic entity
Nov 23, 2011 to presentfactForm ADV
← WFC HOLDINGS CORPORATIONOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 23, 2011 to presentfactForm ADV

Controls (2)

← WELLS FARGO & COOwnerSHAREHOLDER, ownership code E, domestic entity
Nov 23, 2011 to presentfactForm ADV
← WFC HOLDINGS CORPORATIONOwnerDIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A., ownership code D, domestic entity
Nov 23, 2011 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f6e784f-26ea-0702-21ea-30f6e0ad1470
First observed: Nov 23, 2011
Last observed: Oct 29, 2014 144 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ABBOT DOWNING INVESTMENT ADVISORS

WELLS FARGO BANK N.A., CRD 159322

MINNEAPOLIS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f6e784f-26ea-0702-21ea-30f6e0ad1470

Data as of Oct 29, 2014 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WELLS FARGO & CO

Shareholder

yes

09/1998

Nov 23, 2011

Oct 29, 2014

WELLS FARGO & COMPANY

DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A.

yes

11/1998

Nov 23, 2011

Oct 29, 2014

WFC HOLDINGS CORPORATION

DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A.

yes

11/1998

Nov 23, 2011

Oct 29, 2014

HOLMAN, ERIC, SCOTT

CHIEF COMPLIANCE OFFICER

10/2011

Nov 23, 2011

Oct 29, 2014

IBID, INC.

DIRECT PARENT COMPANY OF WELLS FARGO BANK, N.A.

11/1998

Nov 23, 2011

Oct 29, 2014

STEINER, JAMES, PAUL

Ceo

10/2011

Nov 23, 2011

Oct 29, 2014

WFC HOLDINGS CORPORATION

Shareholder

09/1998

Nov 23, 2011

Oct 29, 2014

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WELLS FARGO BANK NATIONAL ASSOCIATION

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Oct 29, 2014

$38.1M

n/a

2013

Mar 24, 2014

$42.1M

n/a

2012

Apr 1, 2013

$49.0M

n/a

2011

Apr 3, 2012

$53.9M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$38.1M

$42.1M

-9.5%

$53.9M

-10.9%

n/a