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J•••• D•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

J•••• D•••• B•••

Advisor at E•••• P•••••• W••••• M••••••••• L••

TOPSFIELD, MA

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Search this name across graphsid dfx:ria:6f6fefb2-53f4-137e-c430-d180fe4385eb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 19, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• P•••••• W••••• M••••••••• L••	Independent wealth	Aug 26, 2016	n/a	yes	TOPSFIELD, MA	Current employment
S••••••• P•••••• A•••••••• L•••	Institutional manager	Oct 15, 2013	Aug 26, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• P•••••• A•••••••• L•••	E•••• P•••••• W••••• M••••••••• L••	Aug 26, 2016	Aug 26, 2016	0	Firm change	Other
S•••••••• A••••••• L••	S••••••• P•••••• A•••••••• L•••	Sep 20, 2013

Relationships

Registered with (3)

→ E•••• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 26, 2016 to presentfactForm ADV
→ S••••••• P•••••• A•••••••• L•••Registered adviserregistration: previous registration
Oct 15, 2013 to Aug 26, 2016factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 14, 2008 to Sep 20, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f6fefb2-53f4-137e-c430-d180fe4385eb
First observed: Jul 14, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.