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M•••• C•••••• P••••••• O•• • G•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

M•••• C•••••• P••••••• O•• • G•• L••

CRD 169676

RICHMOND, VA

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Search this name across graphsid dfx:ria:6f82d7af-0db0-56ee-09bc-b56ee1967144

Data as of Mar 30, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2014 to Mar 30, 2015
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
SEC number: 801-79131
CRD: 169676
Filings on the tape: 5
First filed

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M•••• C•••••• P•••••••• L••	Owner	E	yes	12/2013	Jan 21, 2014	Mar 30, 2015
M••••• M•••••• B••••	Owner	E	yes	01/2008	Jan 21, 2014

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 30, 2015	n/a	n/a	2	2	n/a	n/a	n/a
2013

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	n/a	n/a	n/a	n/a	n/a	2	2	n/a	n/a

Relationships

Controls (2)

← M•••• C•••••• P•••••••• L••OwnerOWNER, ownership code E, domestic entity
Jan 21, 2014 to presentfactForm ADV
← M••••• M•••••• B••••OwnerOWNER, ownership code E, individual
Jan 21, 2014 to presentfactForm ADV

Dated events

Occurred
Jan 21, 2014
First Form ADV filing
M•••• C•••••• P••••••• O•• • G•• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f82d7af-0db0-56ee-09bc-b56ee1967144
First observed: Jan 21, 2014
Last observed: Mar 30, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.