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Advisor at MML INVESTORS SERVICES, LLC
Cohoes, NY | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Aug 11, 2025 | n/a | yes | Cohoes, NY|New York, NY | Current employment |
| ESI FINANCIAL ADVISORS | Independent wealth | Sep 25, 2024 | Aug 14, 2025 | no | LATHAM, NY | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jan 8, 2018 | Sep 18, 2024 | no | Albany, NY | Previous registration |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Jun 22, 2017 | Dec 1, 2017 | no | Latham, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ESI FINANCIAL ADVISORS | MML INVESTORS SERVICES, LLC | Aug 14, 2025 | Aug 11, 2025 | -3 | Firm change | RIA to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | ESI FINANCIAL ADVISORS | Sep 18, 2024 | Sep 25, 2024 | 7 | Firm change | Other |
| FORESTERS ADVISORY SERVICES, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Dec 1, 2017 | Jan 8, 2018 | 38 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 265:10409:NY:2025-08-07 | Aug 14, 2025 | Aug 11, 2025 | LATHAM, NY | Firm change |