DFX Intelligence

G•••••• T••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)41 years in industry

G•••••• T••••• C••••••••

Advisor at L•• F•••••••• L••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:6f8986a6-b9e5-15a0-0375-f6f7cb02b866

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 3, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 29, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 31, 2018	n/a	yes	OVERLAND PARK, KS	Current employment
P••••••• F•••••••• G••••	Former SEC adviser	Jan 11, 2017	Jun 28, 2019	no	Overland Park, KS\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••• F•••••••• G••••	L•• F•••••••• L••	Jun 28, 2019	Jan 31, 2018	-513	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
116806:6413:KS:2019-06-28	Jun 28, 2019	Jan 31, 2018	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 31, 2018 to presentfactForm ADV
→ P••••••• F•••••••• G••••Registered adviserregistration: previous registration
Jan 11, 2017 to Jun 28, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f8986a6-b9e5-15a0-0375-f6f7cb02b866
First observed: Oct 3, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.