K•• S•••••

Advisor at S••••• F•••••••• L••

KAMUELA, HI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6f8ae17a-0e55-955b-7a5f-eb5dc980155d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 4, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F•••••••• L••	State registered	Nov 2, 2025	n/a	yes	KAMUELA, HI	Current employment
V••••••• A•••••••• I•••	Bd affiliated wealth	Apr 4, 2017	Dec 31, 2023	no	SCOTTSDALE, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••••• A•••••••• I•••	S••••• F•••••••• L••	Dec 31, 2023	Nov 2, 2025	672	Firm change after gap	Ibd to state RIA

Relationships

Registered with (2)

→ S••••• F•••••••• L••Registered adviserregistration: current employment
Nov 2, 2025 to presentfactForm ADV
→ V••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2017 to Dec 31, 2023factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6f8ae17a-0e55-955b-7a5f-eb5dc980155d
First observed: Apr 4, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.