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Advisor at J.P. MORGAN SECURITIES LLC
WEST HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | WEST HILLS, CA | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Dec 2, 2010 | Oct 1, 2012 | no | HOLLYWOOD, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Dec 15, 2008 | Oct 2, 2009 | no | SHERMAN OAKS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | CHASE INVESTMENT SERVICES CORP. | Oct 2, 2009 | Dec 2, 2010 | 426 | Firm change after gap | Other |