This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

FOUNDATIONS INVESTMENT ADVISORS LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Apr 5, 2024

First registration

Apr 23, 2024

Dual registered

no

Other names

Nora Kaye Nevera|Nora Kaye Hans|Nora Hans

IAPD individual key

7829789

• Occurred

  Jan 21, 2026
  Advisor changed firm

  Nora Kaye Hans left Principal Advised Services for Foundations Investment Advisors Llc (registered 2026-02-20)

  Form ADVobserved 5 days ago
• Occurred

  Sep 25, 2024
  Advisor changed firm

  Nora Kaye Hans left First Command Advisory Services for Principal Advised Services (registered 2025-01-28)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:6f9555b1-e1cb-4503-e70e-5b2693ba740f

First observed

Apr 23, 2024

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.