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Advisor at PRIME CAPITAL FINANCIAL
OVERLAND PARK, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PRIME CAPITAL FINANCIAL | Mixed wealth | Aug 1, 2017 | n/a | yes | OVERLAND PARK, KS | Current employment |
| LAWING FINANCIAL INC | Former SEC adviser | Sep 8, 2009 | Oct 13, 2017 | no | OVERLAND PARK, KS|OVERLAND PARK, KS | Previous registration |
| EDWARD JONES | National bd RIA | Apr 13, 2007 | Aug 25, 2009 | no | OLATHE, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LAWING FINANCIAL INC | PRIME CAPITAL FINANCIAL | Oct 13, 2017 | Aug 1, 2017 | -73 | Bulk transfer | Other |
| EDWARD JONES | LAWING FINANCIAL INC | Aug 25, 2009 | Sep 8, 2009 | 14 | Firm change | Other |