DFX Intelligence

F•••••••• D•••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

F•••••••• D•••• D•••••

Advisor at S•••••••• C•••••• G••••

Saratoga Springs, NY | FAIRFIELD, CT

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Search this name across graphsid dfx:ria:6fa5ee09-c761-c6d9-26c2-e0718908b88d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• C•••••• G••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• C•••••• G••••	State registered	May 18, 2026	n/a	yes	FAIRFIELD, CT\|Saratoga Springs, NY	Current employment
E•••••••• A•••••••• L••	National bd RIA	Mar 27, 2019	Mar 26, 2026	no	GLENMONT, NY\|MALTA, NY\|MALTA, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	S•••••••• C•••••• G••••	Mar 26, 2026	May 18, 2026	53	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ S•••••••• C•••••• G••••Registered adviserregistration: current employment
May 18, 2026 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Mar 27, 2019 to Mar 26, 2026factForm ADV

Dated events

Occurred
Mar 26, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fa5ee09-c761-c6d9-26c2-e0718908b88d
First observed: Mar 27, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.