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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

NATASHA LARK

Advisor at UBS FINANCIAL SERVICES INC.

FORT MYERS, FL | Fort Myers, FL

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Search this name across graphsid dfx:ria:6fa7caa5-6bec-f76d-adfc-fd046b8fa42c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: UBS FINANCIAL SERVICES INC.
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S66
First exam: Jan 12, 2010
First registration: Sep 20, 2012
Dual registered: yes, broker-dealer
Other names: Natasha Lark|NATASHA HALUBOVICH|NATALLIA HALUBOVICH|NATALLIA L LARK
IAPD individual key: 5673931

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 30, 2024	n/a	yes	Fort Myers, FL\|FORT MYERS, FL	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Sep 4, 2019	Oct 26, 2022	no	CORAL GABLES, FL	Previous registration
MORGAN STANLEY	Wirehouse	May 9, 2014	Mar 8, 2018	no	Fort Lauderdale, FL\|Aventura, FL	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Sep 20, 2012	Feb 4, 2014	no	Madison, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	UBS FINANCIAL SERVICES INC.	Oct 26, 2022	Sep 30, 2024	705	Firm change after gap	Ibd to wirehouse
MORGAN STANLEY	RAYMOND JAMES & ASSOCIATES, INC.	Mar 8, 2018	Sep 4, 2019	545	Firm change after gap	Wirehouse to ibd
U.S. BANCORP INVESTMENTS, INC.	MORGAN STANLEY	Feb 4, 2014	May 9, 2014	94	Firm change	Other

Relationships

Registered with (4)

→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Sep 4, 2019 to Oct 26, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 9, 2014 to Mar 8, 2018factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Sep 20, 2012 to Feb 4, 2014factForm ADV

Dated events

Occurred
Oct 26, 2022
Advisor changed firm
Natasha Lark left Raymond James & Associates, Inc. for Ubs Financial Services Inc. (registered 2024-09-30)
Form ADVobserved 6 days ago