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CRD 287884
PHILADELPHIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FINTECH HOLDINGS, LTD | Owner | E | yes | 10/2018 | Mar 30, 2021 | Apr 4, 2022 |
| FRAIN, JOURDAN, BLAKE | Manager | Na | yes | 02/2019 | Sep 9, 2020 | Apr 4, 2022 |
| GOBORA, HARRY, JAMES | PRESIDENT, CEO AND MANAGER | Na | yes | 07/2020 | Sep 9, 2020 | Apr 4, 2022 |
| MONTPELIER GROUP LTD. | Owner | E | yes | 10/2018 | Sep 9, 2020 | Apr 4, 2022 |
| NIB&T CAPITAL, INC. | OWNER, MANAGING MEMBER | E | yes | 04/2020 | Sep 9, 2020 | Apr 4, 2022 |
| RAITI, WARREN, ANGELO | MANAGING DIRECTOR AND MANAGER | Na | yes | 04/2020 | Sep 9, 2020 | Apr 4, 2022 |
| WEI, YINGMAO, (NO MIDDLE NAME) | Owner | E | yes | 10/2018 | Sep 9, 2020 | Apr 4, 2022 |
| CONNELL, CAITLIN, NICOLE | CHIEF COMPLIANCE OFFICER | Na | no | 05/2020 | Sep 9, 2020 | Apr 4, 2022 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Apr 4, 2022 | $7.7M | $7.7M | 3 | 1 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $2.8M | $2.8M | 3 | 1 | 0 | n/a | n/a |
| 2019 | Sep 9, 2020 | $6.2M | $6.2M | 2 | 1 | 0 | n/a | n/a |
| 2018 | Mar 24, 2019 | $650,000 | $650,000 | 3 | 1 | 0 | n/a | n/a |
| 2017 | Jun 29, 2018 | $80,000 | $0 | 1 | 1 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $7.7M | $2.8M | 175.6% | $650,000 | 127.6% | 3 | 3 | 0 | 0 |