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Advisor at MML INVESTORS SERVICES, LLC
Walnut Creek, CA | San Francisco, CA | SAN JOSE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | Walnut Creek, CA|San Francisco, CA|SAN JOSE, CA | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 17, 2008 | Mar 25, 2017 | no | WALNUT CREEK, CA|SAN JOSE, CA|CAMPBELL, CA|SACRAMENTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |