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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

BKS RETIREMENT SERVICES

BKS FINANCIAL INVESTMENTS, LLC, CRD 304266

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6fbb1319-14cb-147b-9bf1-48fd07c1cf95

Data as of Aug 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 6
On other graphs: 0
Observed: May 31, 2019 to Aug 1, 2024
25 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 8
Advisory employees: 8
Offices: 3Schedule D 1.F, beyond the principal office
SEC number: 801-116888
CRD: 304266
Filings on the tape: 25
First filed: May 31, 2019
Latest filed: Aug 1, 2024
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BALDWIN, TREVOR, LOWRY	CEO/PRESIDENT	Na	yes	09/2021	Sep 27, 2021	Aug 1, 2024
ESTRADA, LISA, KIM	CHIEF COMPLIANCE OFFICER	Na	yes	09/2021	Sep 27, 2021	Aug 1, 2024
HALE, BRADFORD, LENZIE	CHIEF FINANCIAL OFFICER	Na	yes	09/2021	Sep 27, 2021	Aug 1, 2024
THE BALDWIN GROUP FINANCIAL SERVICES HOLDINGS, LLC	Owner	E	yes	04/2019	May 10, 2024	Aug 1, 2024
THE BALDWIN GROUP INSURANCE ADVISORY SOLUTIONS HOLDINGS, LLC	Owner	E	yes	12/2005	May 10, 2024	Aug 1, 2024
THE BALDWIN GROUP SOUTHEAST, LLC	Owner	E	yes	04/2019	Jul 5, 2024	Aug 1, 2024
THE BALDWIN INSURANCE GROUP HOLDINGS, LLC	Owner	E	yes	05/2013	May 10, 2024	Aug 1, 2024
THE BALDWIN INSURANCE GROUP, INC.	Owner	C	yes	10/2019	May 10, 2024	Aug 1, 2024
JEWELL, KENNETH, FRANCIS	MANAGING PARTNER	Na	no	09/2021	May 31, 2019	Aug 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BURNHAM GIBSON WEALTH ADVISORS, LLC	n/a	Other adviser	$27B	N	yes	n/a
THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC	n/a	Former SEC adviser	$1.2B	N	yes	n/a
ARMFIELD HARRISON & THOMAS LLC	n/a	n/a	n/a	N	yes	n/a
BURNHAM BENEFITS INSURANCE SERVICES, LLC	n/a	n/a	n/a	N	yes	n/a
MONTOYA FINANCIAL STRATEGIES	n/a	n/a	n/a	N	yes	n/a
TH BALDWIN GROUP SOUTHEAST, LLC	n/a	n/a	n/a	Y	yes	n/a
THE BALDWIN GROUP SECURITIES, LLC	n/a	n/a	n/a	N	yes	n/a
THE BALDWIN GROUP, SOUTHWEST, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Houston	TX	United States	5	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 12, 2024	n/a	n/a	8	8	3	n/a	n/a
2022	Mar 16, 2023	n/a	n/a	10	8	4	n/a	n/a
2021	Mar 25, 2022	n/a	n/a	7	7	4	n/a	n/a
2020	Mar 22, 2021	n/a	n/a	4	3	2	n/a	n/a
2019	Mar 25, 2020	n/a	n/a	4	3	2	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	n/a	n/a	n/a	n/a	n/a	8	10	3	4

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
THE BALDWIN GROUP WEALTH ADVISORS, LLC	2	Oct 4, 2024	Oct 9, 2024	CLEARWATER, FL	Channel change	Other	50.0%
THE BALDWIN GROUP WEALTH ADVISORS, LLC	2	Oct 4, 2024	Oct 9, 2024	HOUSTON, TX	Channel change	Other	50.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FIDUCIARY PARTNERS INVESTMENT CONSULTING, LLC	2	Oct 18, 2019	Oct 16, 2019	CLEARWATER, FL	Team lift out	Other	66.7%

Relationships

Affiliated with (3)

→ THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ THE BALDWIN GROUP WEALTH ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLCRegistered adviserother investment adviser, common control
factForm ADV

Owns (1)

← JEWELL, KENNETH, FRANCISOwnerMANAGING PARTNER, ownership code NA, individual
May 31, 2019 to presentfactForm ADV

Controls (7)

← ESTRADA, LISA, KIMOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 27, 2021 to presentfactForm ADV
← BALDWIN, TREVOR, LOWRYOwnerCEO/PRESIDENT, ownership code NA, individual
Sep 27, 2021 to presentfactForm ADV
← HALE, BRADFORD, LENZIEOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Sep 27, 2021 to presentfactForm ADV
← THE BALDWIN GROUP FINANCIAL SERVICES HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
May 10, 2024 to presentfactForm ADV
← THE BALDWIN GROUP INSURANCE ADVISORY SOLUTIONS HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
May 10, 2024 to presentfactForm ADV
← THE BALDWIN GROUP SOUTHEAST, LLCOwnerOWNER, ownership code E, domestic entity
Jul 5, 2024 to presentfactForm ADV
← THE BALDWIN INSURANCE GROUP HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
May 10, 2024 to presentfactForm ADV

Moved with (2)

→ THE BALDWIN GROUP WEALTH ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Oct 4, 2024 to Oct 9, 2024factForm ADV
← FIDUCIARY PARTNERS INVESTMENT CONSULTING, LLCRegistered adviser2 advisors, team lift out, same day
Oct 18, 2019 to Oct 16, 2019factForm ADV

Registered with (5)

← KENNETH FRANCIS JEWELLAdvisorregistration: previous registration
Oct 16, 2019 to Oct 4, 2024factForm ADV
← Gary Ray WilkinsAdvisorregistration: previous registration
Feb 28, 2022 to Oct 4, 2024factForm ADV
← MICHAEL VICTOR ASSAFAdvisorregistration: previous registration
Oct 18, 2019 to Oct 4, 2024factForm ADV
← DONALD EARL ROBERTSAdvisorregistration: previous registration
Oct 10, 2022 to Oct 4, 2024factForm ADV
← STEVEN KARL GISSINERAdvisorregistration: previous registration
Oct 14, 2019 to Jan 3, 2024factForm ADV

Dated events

Occurred
May 10, 2024
Control person left
Lowry Loper Baldwin (Owner) no longer on Schedule A of Bks Retirement Services (listed 2024-03-12, absent 2024-05-10)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2024
Advisor changed firm
Steven Karl Gissiner left Bks Retirement Services for Capital Research & Consulting Llc (registered 2024-11-04)
Form ADVobserved 4 days ago
Occurred
Sep 27, 2021
Control person joined
Bradford Hale (Chief Financial Officer) appeared on Schedule A of Bks Retirement Services
Form ADVobserved 4 days ago
Occurred
Sep 27, 2021
Control person joined
Kim Lisa Estrada (Chief Compliance Officer) appeared on Schedule A of Bks Retirement Services
Form ADVobserved 4 days ago
Occurred
Sep 27, 2021
Control person joined
Trevor Baldwin (Ceo/President) appeared on Schedule A of Bks Retirement Services
Form ADVobserved 4 days ago
Occurred
May 31, 2019
First Form ADV filing
Bks Financial Investments filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fbb1319-14cb-147b-9bf1-48fd07c1cf95
First observed: May 31, 2019
Last observed: Aug 1, 2024 25 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BKS RETIREMENT SERVICES

BKS FINANCIAL INVESTMENTS, LLC, CRD 304266

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6fbb1319-14cb-147b-9bf1-48fd07c1cf95

Data as of Aug 1, 2024 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BALDWIN, TREVOR, LOWRY

CEO/PRESIDENT

yes

09/2021

Sep 27, 2021

Aug 1, 2024

ESTRADA, LISA, KIM

CHIEF COMPLIANCE OFFICER

yes

09/2021

Sep 27, 2021

Aug 1, 2024

HALE, BRADFORD, LENZIE

CHIEF FINANCIAL OFFICER

yes

09/2021

Sep 27, 2021

Aug 1, 2024

THE BALDWIN GROUP FINANCIAL SERVICES HOLDINGS, LLC

Owner

yes

04/2019

May 10, 2024

Aug 1, 2024

THE BALDWIN GROUP INSURANCE ADVISORY SOLUTIONS HOLDINGS, LLC

Owner

yes

12/2005

May 10, 2024

Aug 1, 2024

THE BALDWIN GROUP SOUTHEAST, LLC

Owner

yes

04/2019

Jul 5, 2024

Aug 1, 2024

THE BALDWIN INSURANCE GROUP HOLDINGS, LLC

Owner

yes

05/2013

May 10, 2024

Aug 1, 2024

THE BALDWIN INSURANCE GROUP, INC.

Owner

yes

10/2019

May 10, 2024

Aug 1, 2024

JEWELL, KENNETH, FRANCIS

MANAGING PARTNER

09/2021

May 31, 2019

Aug 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BURNHAM GIBSON WEALTH ADVISORS, LLC

n/a

Other adviser

$27B

yes

n/a

THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC

n/a

Former SEC adviser

$1.2B

yes

n/a

ARMFIELD HARRISON & THOMAS LLC

n/a

yes

n/a

BURNHAM BENEFITS INSURANCE SERVICES, LLC

n/a

yes

n/a

MONTOYA FINANCIAL STRATEGIES

n/a

yes

n/a

TH BALDWIN GROUP SOUTHEAST, LLC

n/a

yes

n/a

THE BALDWIN GROUP SECURITIES, LLC

n/a

yes

n/a

THE BALDWIN GROUP, SOUTHWEST, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Houston

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 12, 2024

n/a

2022

Mar 16, 2023

n/a

2021

Mar 25, 2022

n/a

2020

Mar 22, 2021

n/a

2019

Mar 25, 2020

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

THE BALDWIN GROUP WEALTH ADVISORS, LLC

Oct 4, 2024

Oct 9, 2024

CLEARWATER, FL

Channel change

Other

50.0%

THE BALDWIN GROUP WEALTH ADVISORS, LLC

Oct 4, 2024

Oct 9, 2024

HOUSTON, TX

Channel change

Other

50.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FIDUCIARY PARTNERS INVESTMENT CONSULTING, LLC

Oct 18, 2019

Oct 16, 2019

CLEARWATER, FL

Team lift out

Other

66.7%