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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Nathan Zebadiah O'Connell

Advisor at J.P. MORGAN SECURITIES LLC

ENGLISHTOWN, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6fc8de0a-422e-102f-b321-4eb4a09921fc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Oct 3, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 1, 2022
First registration: Oct 3, 2022
Dual registered: yes, broker-dealer
Other names: Nathan Z OConnell|Nathan Zebadiah OConnell|Nathan Zebadiah O'Connell|Nathan O'Connell|Nathan Zebadiah OConnell
IAPD individual key: 7176945

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 24, 2026	n/a	yes	ENGLISHTOWN, NJ	Current employment
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Independent wealth	Dec 17, 2024	Jul 24, 2025	no	LOS ANGELES, CA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Mar 8, 2024	Oct 3, 2024	no	NEW YORK, NY\|West New York, NJ	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Nov 9, 2022	Oct 21, 2024	no	New York, NY	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Oct 3, 2022	Nov 14, 2022	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	J.P. MORGAN SECURITIES LLC	Jul 24, 2025	Mar 24, 2026	243	Firm change	RIA to wirehouse
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	J.P. MORGAN SECURITIES LLC	Oct 21, 2024	Mar 8, 2024	-227	Channel change	Ibd to wirehouse
J.P. MORGAN SECURITIES LLC	CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.	Oct 3, 2024	Dec 17, 2024	75	Firm change	Wirehouse to RIA
UBS FINANCIAL SERVICES INC.	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Nov 14, 2022	Nov 9, 2022	-5	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
108559:79:NY:2024-10-07	Oct 21, 2024	Mar 8, 2024	NEW YORK, NY	Firm change after gap

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Mar 8, 2024 to Oct 3, 2024factForm ADV
→ CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.Registered adviserregistration: previous registration
Dec 17, 2024 to Jul 24, 2025factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Nov 9, 2022 to Oct 21, 2024factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Oct 3, 2022 to Nov 14, 2022factForm ADV

Dated events

Occurred
Jul 24, 2025
Advisor changed firm
Nathan Zebadiah O'Connell left Capital Group Private Client Services, Inc. for J.P. Morgan Securities Llc (registered 2026-03-24)
Form ADVobserved 5 days ago
Occurred
Oct 3, 2024
Advisor changed firm
Nathan Zebadiah O'Connell left J.P. Morgan Securities Llc for Capital Group Private Client Services, Inc. (registered 2024-12-17)
Form ADVobserved 5 days ago
Occurred
Nov 14, 2022
Advisor changed firm
Nathan Zebadiah O'Connell left Ubs Financial Services Inc. for J.P. Morgan Private Wealth Advisors Llc (registered 2022-11-09)
Form ADVobserved 5 days ago