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Advisor at LPL FINANCIAL LLC
SALEM, OR | Salem, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 25, 2024 | n/a | yes | Salem, OR|SALEM, OR | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 2, 2018 | Jun 30, 2024 | no | SALEM, OR|NASHVILLE, TN | Previous registration |
| SIGNATOR INVESTORS, INC. | Former SEC adviser | Dec 28, 2015 | Nov 2, 2018 | no | SALEM, OR|NASHVILLE, TN|GOLD RIVER, CA | Previous registration |
| SIGNATOR FINANCIAL SERVICES, INC. | Former SEC adviser | Aug 24, 1999 | Dec 28, 2015 | no | SALEM, OR|SALEM, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | LPL FINANCIAL LLC | Jun 30, 2024 | Jun 25, 2024 | -5 | Firm change | Ibd to ibd |
| SIGNATOR INVESTORS, INC. | OSAIC WEALTH, INC. | Nov 2, 2018 | Nov 2, 2018 | 0 | Bulk transfer | Ibd to ibd |
| SIGNATOR FINANCIAL SERVICES, INC. | SIGNATOR INVESTORS, INC. | Dec 28, 2015 | Dec 28, 2015 | 0 | Bulk transfer | Other |