DFX Intelligence

T•••••• C••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

T•••••• C••••• S•••••

Advisor at A•••• W••••• A•••••••

BELLEVUE, WA

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Search this name across graphsid dfx:ria:6fd39940-1d6b-4718-fa7d-0034269515be

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 27, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• W••••• A•••••••	Independent wealth	Oct 16, 2024	n/a	yes	BELLEVUE, WA	Current employment
B•••••• P••••• W••••• M•••••••	Independent wealth	Apr 28, 2022	Sep 19, 2024	no	SEATTLE, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••• P••••• W••••• M•••••••	A•••• W••••• A•••••••	Sep 19, 2024	Oct 16, 2024	27	Firm change	RIA to RIA
B••••••• J•••• L••	B•••••• P••••• W••••• M•••••••	Apr 12, 2022	Apr 28, 2022

Relationships

Registered with (5)

→ A•••• W••••• A•••••••Registered adviserregistration: current employment
Oct 16, 2024 to presentfactForm ADV
→ B•••••• P••••• W••••• M•••••••Registered adviserregistration: previous registration
Apr 28, 2022 to Sep 19, 2024factForm ADV
→ B••••••• J•••• L••Registered adviserregistration: previous registration
Sep 3, 2019 to Apr 12, 2022factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Sep 19, 2024
Advisor changed firm
T•••••• C••••• S••••• left B•••••• P••••• W••••• M••••••• for A•••• W••••• A••••••• (registered 2024-10-16)
Form ADVobserved 7 days ago
Occurred
Apr 12, 2022
Advisor changed firm
T•••••• C••••• S••••• left B••••••• J•••• L•• for B•••••• P••••• W••••• M••••••• (registered 2022-04-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fd39940-1d6b-4718-fa7d-0034269515be
First observed: Sep 27, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.