DFX Intelligence

B•••• T••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst26 years in industry

B•••• T••• G•••••

Advisor at P••• P•••• C•••••• C•••••••••

HOMEWOOD, AL

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Search this name across graphsid dfx:ria:6fd4db1a-45c1-2171-67f2-c25fcd5ffcf0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 4, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• P•••• C•••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 29, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• P•••• C•••••• C•••••••••	Independent wealth	Jun 26, 2020	n/a	yes	HOMEWOOD, AL	Current employment
L••••• F••••••••• I•••	Bd affiliated wealth	Oct 1, 2003	Nov 16, 2005	no	BIRMINGHAM, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• F••••••••• I•••	P••• P•••• C•••••• C•••••••••	Nov 16, 2005	Jun 26, 2020	5,336	Firm change after gap	Other
A•••••• I••••••••• M••••••••• C•••••• L••	L••••• F••••••••• I•••	Jan 16, 2003	Oct 1, 2003

Relationships

Registered with (3)

→ P••• P•••• C•••••• C•••••••••Registered adviserregistration: current employment
Jun 26, 2020 to presentfactForm ADV
→ L••••• F••••••••• I•••Registered adviserregistration: previous registration
Oct 1, 2003 to Nov 16, 2005factForm ADV
→ A•••••• I••••••••• M••••••••• C•••••• L••Registered adviserregistration: previous registration
Oct 4, 2001 to Jan 16, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fd4db1a-45c1-2171-67f2-c25fcd5ffcf0
First observed: Oct 4, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.