DFX Intelligence

R•••••• A•••• H•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner41 years in industry

R•••••• A•••• H•••••••••

Advisor at D••• H••••••••• R••••••••• I••••••••• A••••••

BRANFORD, CT

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Search this name across graphsid dfx:ria:6fe44622-fef3-6511-8712-ebbc9fabb2c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 6, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• H••••••••• R••••••••• I••••••••• A••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Dec 19, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••• H••••••••• R••••••••• I••••••••• A••••••	STATE_R•••••••••	Mar 12, 2009	n/a	yes	BRANFORD, CT	Current employment
F•••••••• C••••• L••	n/a	Dec 6, 2010	Nov 9, 2016	no	GUILFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• C••••• L••	n/a	Nov 9, 2016	n/a	n/a	DEPARTURE_NO_R•••••••••_DESTINATION	Departure

Relationships

Registered with (2)

→ D••• H••••••••• R••••••••• I••••••••• A••••••Registered adviserregistration: current employment
Mar 12, 2009 to presentfactForm ADV
→ F•••••••• C••••• L••Registered adviserregistration: previous registration
Dec 6, 2010 to Nov 9, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6fe44622-fef3-6511-8712-ebbc9fabb2c3
First observed: Dec 6, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.