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Advisor at WELLS FARGO ADVISORS
HOUSTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 25, 2025 | n/a | yes | HOUSTON, TX | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Oct 14, 2011 | May 6, 2025 | no | HOUSTON, TX|Houston, TX | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 26, 2011 | no | Houston, TX | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Feb 16, 2007 | Jun 1, 2009 | no | HOUSTON, TX | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Oct 10, 2005 | Dec 31, 2006 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | May 6, 2025 | Apr 25, 2025 | -11 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Oct 26, 2011 | Oct 14, 2011 | -12 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MML INVESTORS SERVICES, LLC | CITIGROUP GLOBAL MARKETS INC. | Dec 31, 2006 | Feb 16, 2007 | 47 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:19616:TX:2025-05-06 | May 6, 2025 | Apr 25, 2025 | HOUSTON, TX | Firm change |