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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

SCOTT THOMAS JONES

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Westlake, OH

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Search this name across graphsid dfx:ria:6ff42233-b4cb-efa1-ec19-987a7ea72c82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Apr 1, 2008
First registration: Oct 25, 2010
Dual registered: yes, broker-dealer
Other names: SCOTT JONES|SCOTT T JONES
IAPD individual key: 5470243

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 8, 2013	n/a	yes	Westlake, OH	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 7, 2012	Jul 5, 2013	no	WESTLAKE, OH	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Sep 21, 2011	Nov 25, 2011	no	CLEVELAND, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 4, 2011	Nov 21, 2011	no	CLEVELAND, OH\|BRYAN, OH	Previous registration
OSWALD FINANCIAL, INC.	n/a	Oct 25, 2010	Dec 31, 2010	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jul 5, 2013	Jul 8, 2013	3	Firm change	Other
INDEPENDENT FINANCIAL PARTNERS	RAYMOND JAMES & ASSOCIATES, INC.	Nov 25, 2011	Nov 7, 2012	348	Firm change	Other
LPL FINANCIAL LLC	INDEPENDENT FINANCIAL PARTNERS	Nov 21, 2011	Sep 21, 2011	-61	Firm change after gap	Other
OSWALD FINANCIAL, INC.	LPL FINANCIAL LLC	Dec 31, 2010	Jan 4, 2011	4	Firm change	Other

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Jul 8, 2013 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 7, 2012 to Jul 5, 2013factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Sep 21, 2011 to Nov 25, 2011factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 4, 2011 to Nov 21, 2011factForm ADV
→ OSWALD FINANCIAL, INC.Registered adviserregistration: previous registration
Oct 25, 2010 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.