DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

KEITH JOSEPH FURIO

Advisor at INDEPENDENT FINANCIAL PARTNERS

TAMPA, FL | Aquebogue, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6ff58e57-2e0a-7fb6-7d07-49e5b7d0a120

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT FINANCIAL PARTNERS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 6, 2005
First registration: Jun 29, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 4869341

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Jan 8, 2025	n/a	yes	TAMPA, FL\|Aquebogue, NY	Current employment
REALTA INVESTMENT ADVISORS, INC	Bd affiliated wealth	Apr 29, 2013	Jan 13, 2025	no	WILMINGTON, DE	Previous registration
MAIN STREET MANAGEMENT COMPANY	Independent wealth	Mar 9, 2012	Dec 31, 2023	no	AQUEBOGUE, NY	Previous registration
AMERICAN PORTFOLIOS ADVISORS, INC	Former SEC adviser	Jun 29, 2009	Feb 14, 2012	no	HOLBROOK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REALTA INVESTMENT ADVISORS, INC	INDEPENDENT FINANCIAL PARTNERS	Jan 13, 2025	Jan 8, 2025	-5	Firm change	Ibd to ibd
MAIN STREET MANAGEMENT COMPANY	REALTA INVESTMENT ADVISORS, INC	Dec 31, 2023	Apr 29, 2013	-3,898	Firm change after gap	Other
AMERICAN PORTFOLIOS ADVISORS, INC	MAIN STREET MANAGEMENT COMPANY	Feb 14, 2012	Mar 9, 2012	24	Firm change	Other

Relationships

Registered with (4)

→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ REALTA INVESTMENT ADVISORS, INCRegistered adviserregistration: previous registration
Apr 29, 2013 to Jan 13, 2025factForm ADV
→ MAIN STREET MANAGEMENT COMPANYRegistered adviserregistration: previous registration
Mar 9, 2012 to Dec 31, 2023factForm ADV
→ AMERICAN PORTFOLIOS ADVISORS, INCRegistered adviserregistration: previous registration
Jun 29, 2009 to Feb 14, 2012factForm ADV

Dated events

Occurred
Jan 13, 2025
Advisor changed firm
Keith Joseph Furio left Realta Investment Advisors, Inc for Independent Financial Partners (registered 2025-01-08)
Form ADVobserved 5 days ago
Occurred
Dec 31, 2023
Advisor changed firm
Keith Joseph Furio left Main Street Management Company for Realta Investment Advisors, Inc (registered 2013-04-29)
Form ADVobserved 5 days ago