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D•••• S•••• H••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

D•••• S•••• H••••••••

Advisor at R•••••• J•••• • A••••••••• I•••

Spokane, WA

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Search this name across graphsid dfx:ria:6ff690c5-129a-b053-9979-78e7d9e18f9c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 28, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 2, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Mar 28, 2025	n/a	yes	Spokane, WA	Current employment
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Jan 30, 2015	Apr 5, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••• W• B•••• • C•• I•••••••••	R•••••• J•••• • A••••••••• I•••	Apr 5, 2025	Mar 28, 2025	-8	Firm change	RIA to ibd
W•••• F•••• A•••••••	R••••• W• B•••• • C•• I•••••••••	Feb 3, 2015

Relationships

Registered with (6)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Mar 28, 2025 to presentfactForm ADV
→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: previous registration
Jan 30, 2015 to Apr 5, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 3, 2011 to Feb 3, 2015factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviser

Dated events

Occurred
Apr 5, 2025
Advisor changed firm
D•••• S•••• H•••••••• left R••••• W• B•••• • C•• I••••••••• for R•••••• J•••• • A••••••••• I••• (registered 2025-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6ff690c5-129a-b053-9979-78e7d9e18f9c
First observed: Apr 28, 1994
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.