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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

ANTHONY ALLEN MOGLE

Advisor at LPL FINANCIAL LLC

JACKSON, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Dec 14, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 18, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 18, 1990
First registration: Dec 14, 1999
Dual registered: yes, broker-dealer
Other names: TONY MOGLE
IAPD individual key: 2018286

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 3, 2026	n/a	yes	JACKSON, MI	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jan 5, 2016	Jul 10, 2025	no	HOUSTON, TX\|JACKSON, MI	Previous registration
IC ADVISORY SERVICES, INC.	Former SEC adviser	Jun 2, 2006	Dec 31, 2015	no	JACKSON, MI\|BEDMINSTER, NJ	Previous registration
THE INVESTMENT CENTER, INC.	n/a	Dec 14, 1999	Jun 2, 2006	no	JACKSON, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Jul 10, 2025	Feb 3, 2026	208	Bulk transfer	Ibd to ibd
IC ADVISORY SERVICES, INC.	NEXT FINANCIAL GROUP, INC.	Dec 31, 2015	Jan 5, 2016	5	Firm change	Other
THE INVESTMENT CENTER, INC.	IC ADVISORY SERVICES, INC.	Jun 2, 2006	Jun 2, 2006	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 3, 2026 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jan 5, 2016 to Jul 10, 2025factForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jun 2, 2006 to Dec 31, 2015factForm ADV
→ THE INVESTMENT CENTER, INC.Registered adviserregistration: previous registration
Dec 14, 1999 to Jun 2, 2006factForm ADV

Dated events

No dated event names this entity yet.