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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WELLINGTON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Oct 25, 2024 | n/a | yes | WELLINGTON, FL | Current employment |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jun 16, 2023 | Oct 18, 2024 | no | CHICAGO, IL|Boca Raton, FL | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Aug 12, 2016 | Jun 12, 2023 | no | MIAMI, FL|BOCA RATON, FL | Previous registration |
| MORGAN STANLEY | Wirehouse | Mar 23, 2015 | Apr 8, 2016 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Oct 18, 2024 | Oct 25, 2024 | 7 | Firm change | Ibd to ibd |
| UBS FINANCIAL SERVICES INC. | HIGHTOWER ADVISORS, LLC | Jun 12, 2023 | Jun 16, 2023 | 4 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Apr 8, 2016 | Aug 12, 2016 | 126 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:8174:FL:2016-04-08 | Apr 8, 2016 | Aug 12, 2016 | BOCA RATON, FL | Firm change |