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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CABOT ETF PARTNERS

CABOT ETF PARTNERS, LLC., CRD 311348

SOUTHFIELD, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:700be9d4-fd40-2310-c005-350af11e2d31

Data as of Mar 3, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 1
On other graphs: 0
Observed: Nov 4, 2020 to Mar 3, 2021
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.4MItem 5.F on the latest filing (2021-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.4M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-119922
CRD: 311348
Filings on the tape: 2
First filed: Nov 4, 2020
Latest filed: Mar 3, 2021
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ASHKER, MICHAEL	Owner	D	yes	05/2019	Nov 4, 2020	Mar 3, 2021
BRANDT, JEREMY, SCOTT	Owner	E	yes	08/2015	Nov 4, 2020	Mar 3, 2021
CABOT HERITAGE COMPANY	Member	C	yes	10/2020	Nov 4, 2020	Mar 3, 2021
Coburn, Edward	Owner	D	yes	04/2018	Nov 4, 2020	Mar 3, 2021
Hegener, Joseph, Louis	Member	E	yes	03/2019	Nov 4, 2020	Mar 3, 2021
Lutts, Timothy	Owner	C	yes	06/2004	Nov 4, 2020	Mar 3, 2021
MANELA, JONATHAN, DAVID	Owner	E	yes	08/2020	Nov 4, 2020	Mar 3, 2021
SIMMONS, CRAIG, THOMAS	Owner	E	yes	08/2015	Nov 4, 2020	Mar 3, 2021
ZEMANN, ANN, TERESE	CHIEF COMPLIANCE OFFICER	Na	yes	10/2020	Nov 4, 2020	Mar 3, 2021
AGILITY PARTNERS, INC.	Member	B	no	10/2020	Nov 4, 2020	Mar 3, 2021
BRANDT HOLDINGS CORPORATION	Member	B	no	10/2020	Nov 4, 2020	Mar 3, 2021
EDGE STRATEGIC SERVICES, LLC	Member	B	no	10/2020	Nov 4, 2020	Mar 3, 2021
Jobson, Kathryne, A	Owner	C	no	05/2019	Nov 4, 2020	Mar 3, 2021
PSAAMITES VENTURES, LLC	Owner	B	no	10/2020	Nov 4, 2020	Mar 3, 2021
SIMMONS HOLDING CORPORATION	Member	B	no	10/2020	Nov 4, 2020	Mar 3, 2021

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 3, 2021	$5.4M	$5.4M	2	1	1	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$5.4M	n/a	n/a	n/a	n/a	2	n/a	1	n/a

Relationships

Controls (9)

← ASHKER, MICHAELOwnerOWNER, ownership code D, individual
Nov 4, 2020 to presentfactForm ADV
← SIMMONS, CRAIG, THOMASOwnerOWNER, ownership code E, individual
Nov 4, 2020 to presentfactForm ADV
← ZEMANN, ANN, TERESEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 4, 2020 to presentfactForm ADV
← MANELA, JONATHAN, DAVIDOwnerOWNER, ownership code E, individual
Nov 4, 2020 to presentfactForm ADV
← BRANDT, JEREMY, SCOTTOwnerOWNER, ownership code E, individual
Nov 4, 2020 to presentfactForm ADV
← Hegener, Joseph, LouisOwnerMEMBER, ownership code E, individual
Nov 4, 2020 to presentfactForm ADV
← Coburn, EdwardOwnerOWNER, ownership code D, individual
Nov 4, 2020 to presentfactForm ADV
← Lutts, TimothyOwnerOWNER, ownership code C, individual
Nov 4, 2020 to presentfactForm ADV
← CABOT HERITAGE COMPANYOwnerMEMBER, ownership code C, domestic entity
Nov 4, 2020 to presentfactForm ADV

Owns (6)

← Jobson, Kathryne, AOwnerOWNER, ownership code C, individual
Nov 4, 2020 to presentfactForm ADV
← AGILITY PARTNERS, INC.OwnerMEMBER, ownership code B, domestic entity
Nov 4, 2020 to presentfactForm ADV
← BRANDT HOLDINGS CORPORATIONOwnerMEMBER, ownership code B, domestic entity
Nov 4, 2020 to presentfactForm ADV
← EDGE STRATEGIC SERVICES, LLCOwnerMEMBER, ownership code B, domestic entity
Nov 4, 2020 to presentfactForm ADV
← PSAAMITES VENTURES, LLCOwnerOWNER, ownership code B, domestic entity
Nov 4, 2020 to presentfactForm ADV
← SIMMONS HOLDING CORPORATIONOwnerMEMBER, ownership code B, domestic entity
Nov 4, 2020 to presentfactForm ADV

Dated events

Occurred
Nov 4, 2020
First Form ADV filing
Cabot Etf Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:700be9d4-fd40-2310-c005-350af11e2d31
First observed: Nov 4, 2020
Last observed: Mar 3, 2021 67 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CABOT ETF PARTNERS

CABOT ETF PARTNERS, LLC., CRD 311348

SOUTHFIELD, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:700be9d4-fd40-2310-c005-350af11e2d31

Data as of Mar 3, 2021 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ASHKER, MICHAEL

Owner

yes

05/2019

Nov 4, 2020

Mar 3, 2021

BRANDT, JEREMY, SCOTT

Owner

yes

08/2015

Nov 4, 2020

Mar 3, 2021

CABOT HERITAGE COMPANY

Member

yes

10/2020

Nov 4, 2020

Mar 3, 2021

Coburn, Edward

Owner

yes

04/2018

Nov 4, 2020

Mar 3, 2021

Hegener, Joseph, Louis

Member

yes

03/2019

Nov 4, 2020

Mar 3, 2021

Lutts, Timothy

Owner

yes

06/2004

Nov 4, 2020

Mar 3, 2021

MANELA, JONATHAN, DAVID

Owner

yes

08/2020

Nov 4, 2020

Mar 3, 2021

SIMMONS, CRAIG, THOMAS

Owner

yes

08/2015

Nov 4, 2020

Mar 3, 2021

ZEMANN, ANN, TERESE

CHIEF COMPLIANCE OFFICER

yes

10/2020

Nov 4, 2020

Mar 3, 2021

AGILITY PARTNERS, INC.

Member

10/2020

Nov 4, 2020

Mar 3, 2021

BRANDT HOLDINGS CORPORATION

Member

10/2020

Nov 4, 2020

Mar 3, 2021

EDGE STRATEGIC SERVICES, LLC

Member

10/2020

Nov 4, 2020

Mar 3, 2021

Jobson, Kathryne, A

Owner

05/2019

Nov 4, 2020

Mar 3, 2021

PSAAMITES VENTURES, LLC

Owner

10/2020

Nov 4, 2020

Mar 3, 2021

SIMMONS HOLDING CORPORATION

Member

10/2020

Nov 4, 2020

Mar 3, 2021

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2020

Mar 3, 2021

$5.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2020

$5.4M

n/a