DFX Intelligence

T•••• S•••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst21 years in industry

T•••• S•••• L•••

Advisor at J•••••• A••••••• G••••• L••

COVINGTON, KY

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Search this name across graphsid dfx:ria:7010e87e-6d14-9d0a-ee7d-7e3d7e20062b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•••••• A••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•••••• A••••••• G••••• L••	Independent wealth	Apr 22, 2019	n/a	yes	COVINGTON, KY	Current employment
C•••••• I•••••• G••••	Former SEC adviser	Oct 22, 2013	Aug 31, 2021	no	COVINGTON, KY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I•••••• G••••	J•••••• A••••••• G••••• L••	Aug 31, 2021	Apr 22, 2019	-862	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
168868:171919:KY:2021-08-31	Aug 31, 2021	Apr 22, 2019	COVINGTON, KY	Firm change after gap

Relationships

Registered with (2)

→ J•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Apr 22, 2019 to presentfactForm ADV
→ C•••••• I•••••• G••••Registered adviserregistration: previous registration
Oct 22, 2013 to Aug 31, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7010e87e-6d14-9d0a-ee7d-7e3d7e20062b
First observed: Oct 22, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.