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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

BESSEMER INVESTMENT MANAGEMENT LLC

CRD 112215

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70119d31-1b72-c625-201b-7fbb33fa22d8

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 10
On other graphs: 0
Observed: Mar 30, 2012 to Mar 23, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0
Regulatory AUM: $47BItem 5.F on the latest filing (2026-03-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $47B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 70
Advisory employees: 45
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 10
Custody, client assets: $0
SEC number: 801-60185
CIK: 1172469
CRD: 112215
Filings on the tape: 36
First filed: Mar 30, 2012
Latest filed: Mar 23, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
OWF MULTI-ASSET OPPORTUNITIES FUND LTD.	Hedge Fund	$218M	Aug 20, 2020	1	Mar 6, 2015	dropped	n/a
OWF REAL RETURN FUND LTD	Other Private Fund	$135M	Dec 2, 2015	1	Mar 6, 2015	dropped	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BESSEMER TRUST COMPANY, NA	Member	E	yes	03/2001	Mar 30, 2012	Mar 25, 2024
GARCIA, YVETTE, MARIE	SECRETARY/MANAGING DIRECTOR/DIRECTOR	Na	yes	01/2019	Jan 16, 2019	Mar 25, 2024
GUPTA, RITU	CHIEF COMPLIANCE OFFICER	Na	yes	04/2021	May 12, 2021	Mar 25, 2024
HEILBORN, ALLISON, DIANA	MANAGING DIRECTOR/TREASURER/DIRECTOR	Na	yes	01/2022	Mar 22, 2022	Mar 25, 2024
MACDONALD, HOLLY, HUFFMAN	President	Na	yes	12/2019	Jan 7, 2020	Mar 25, 2024
STERN, MARC, DAVID	Director	Na	yes	10/2012	Mar 30, 2012	Mar 25, 2024
THE BESSEMER GROUP, INCORPORATED	Shareholder	E	yes	09/1981	Mar 30, 2012	Mar 25, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BESSEMER INVESTOR SERVICES, INC.	n/a	n/a	n/a	N	yes	n/a
BESSEMER TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a
BESSEMER TRUST COMPANY (CAYMAN) LIMITED	n/a	n/a	n/a	N	yes	n/a
BESSEMER TRUST COMPANY NATIONAL ASSOCIATION	n/a	n/a	n/a	Y	yes	n/a
BESSEMER TRUST COMPANY OF CALIFORNIA, N.A.	n/a	n/a	n/a	N	yes	n/a
BESSEMER TRUST COMPANY OF DELAWARE, N.A.	n/a	n/a	n/a	N	yes	n/a
BESSEMER TRUST COMPANY OF FLORIDA	n/a	n/a	n/a	N	yes	n/a
BESSEMER TRUST COMPANY OF NEVADA, NATIONAL ASSOCIATION	n/a	n/a	n/a	N	yes	n/a
THE BESSEMER GROUP, INCORPORATED	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 17

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 23, 2026	$47B	$47B	70	45	0	n/a	n/a
2024	Mar 21, 2025	$45B	$45B	69	44	0	n/a	n/a
2023	Mar 25, 2024	$42B	$42B	65	42	0	n/a	n/a
2022	Mar 28, 2023	$38B	$38B	64	40	0	n/a	n/a
2021	Mar 22, 2022	$48B	$48B	60	38	0	n/a	n/a
2020	Mar 29, 2021	$40B	$40B	61	49	0	n/a	n/a
2019	Mar 27, 2020	$38B	$38B	60	49	0	1	$218M
2018	Mar 22, 2019	$32B	$32B	65	51	1	1	$403M
2017	Mar 30, 2018	$35B	$35B	63	50	1	1	$169M
2016	Mar 23, 2017	$31B	$31B	61	50	n/a	1	$77.9M
2015	Mar 29, 2016	$28B	$28B	55	44	n/a	1	$98.7M
2014	Mar 6, 2015	$30B	$30B	59	48	n/a	2	$135M
2013	Mar 25, 2014	$26B	$26B	53	53	n/a	n/a	n/a
2012	Mar 22, 2013	$20B	$20B	47	47	n/a	n/a	n/a
2011	Mar 30, 2012	$15B	$15B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$47B	$45B	4.1%	$38B	7.7%	70	69	0	0

Relationships

Controls (7)

← STERN, MARC, DAVIDOwnerDIRECTOR, ownership code NA, individual
Mar 30, 2012 to Mar 25, 2024factForm ADV
← GARCIA, YVETTE, MARIEOwnerSECRETARY/MANAGING DIRECTOR/DIRECTOR, ownership code NA, individual
Jan 16, 2019 to Mar 25, 2024factForm ADV
← MACDONALD, HOLLY, HUFFMANOwnerPRESIDENT, ownership code NA, individual
Jan 7, 2020 to Mar 25, 2024factForm ADV
← GUPTA, RITUOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 12, 2021 to Mar 25, 2024factForm ADV
← HEILBORN, ALLISON, DIANAOwnerMANAGING DIRECTOR/TREASURER/DIRECTOR, ownership code NA, individual
Mar 22, 2022 to Mar 25, 2024factForm ADV
← BESSEMER TRUST COMPANY, NAOwnerMEMBER, ownership code E, domestic entity
Mar 30, 2012 to Mar 25, 2024factForm ADV
← THE BESSEMER GROUP, INCORPORATEDOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to Mar 25, 2024factForm ADV

Advises (2)

→ OWF MULTI-ASSET OPPORTUNITIES FUND LTD.Private fundHedge Fund, IA, no longer reported
Mar 6, 2015 to Aug 20, 2020factForm ADV
→ OWF REAL RETURN FUND LTDPrivate fundOther Private Fund, IA, no longer reported
Mar 6, 2015 to Dec 2, 2015factForm ADV

Dated events

Occurred
Mar 22, 2022
Control person left
Gerard John Macdonald (Managing Director/Treasurer/Director) no longer on Schedule A of Bessemer Investment Management Llc (listed 2021-08-09, absent 2022-03-22)
Form ADVobserved 4 days ago
Occurred
Mar 22, 2022
Control person joined
Diana Allison Heilborn (Managing Director/Treasurer/Director) appeared on Schedule A of Bessemer Investment Management Llc
Form ADVobserved 4 days ago
Occurred
May 12, 2021
Control person left
Sean Gray (Chief Compliance Officer) no longer on Schedule A of Bessemer Investment Management Llc (listed 2021-03-29, absent 2021-05-12)
Form ADVobserved 4 days ago
Occurred
May 12, 2021
Control person joined
Ritu Gupta (Chief Compliance Officer) appeared on Schedule A of Bessemer Investment Management Llc
Form ADVobserved 4 days ago
Occurred
Aug 20, 2020
Control person joined
Sean Gray (Chief Compliance Officer) appeared on Schedule A of Bessemer Investment Management Llc
Form ADVobserved 4 days ago
Occurred
Aug 20, 2020
Control person left
Gordon Thomas Kennedy (Chief Compliance Officer) no longer on Schedule A of Bessemer Investment Management Llc (listed 2020-03-27, absent 2020-08-20)
Form ADVobserved 4 days ago
Occurred
Jan 7, 2020
Control person left
Hope Rebecca Patterson (President) no longer on Schedule A of Bessemer Investment Management Llc (listed 2019-10-28, absent 2020-01-07)
Form ADVobserved 4 days ago
Occurred
Jan 7, 2020
Control person joined
Huffman Holly Macdonald (President) appeared on Schedule A of Bessemer Investment Management Llc
Form ADVobserved 4 days ago
Occurred
Jan 16, 2019
Control person left
Lloyd Steven Williamson (Secretary/Managing Director/Director) no longer on Schedule A of Bessemer Investment Management Llc (listed 2018-03-30, absent 2019-01-16)
Form ADVobserved 4 days ago
Occurred
Jan 16, 2019
Control person joined
Marie Yvette Garcia (Secretary/Managing Director/Director) appeared on Schedule A of Bessemer Investment Management Llc
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70119d31-1b72-c625-201b-7fbb33fa22d8
First observed: Mar 30, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BESSEMER INVESTMENT MANAGEMENT LLC

CRD 112215

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70119d31-1b72-c625-201b-7fbb33fa22d8

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:59 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

OWF MULTI-ASSET OPPORTUNITIES FUND LTD.

Hedge Fund

$218M

Aug 20, 2020

Mar 6, 2015

dropped

n/a

OWF REAL RETURN FUND LTD

Other Private Fund

$135M

Dec 2, 2015

Mar 6, 2015

dropped

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BESSEMER TRUST COMPANY, NA

Member

yes

03/2001

Mar 30, 2012

Mar 25, 2024

GARCIA, YVETTE, MARIE

SECRETARY/MANAGING DIRECTOR/DIRECTOR

yes

01/2019

Jan 16, 2019

Mar 25, 2024

GUPTA, RITU

CHIEF COMPLIANCE OFFICER

yes

04/2021

May 12, 2021

Mar 25, 2024

HEILBORN, ALLISON, DIANA

MANAGING DIRECTOR/TREASURER/DIRECTOR

yes

01/2022

Mar 22, 2022

Mar 25, 2024

MACDONALD, HOLLY, HUFFMAN

President

yes

12/2019

Jan 7, 2020

Mar 25, 2024

STERN, MARC, DAVID

Director

yes

10/2012

Mar 30, 2012

Mar 25, 2024

THE BESSEMER GROUP, INCORPORATED

Shareholder

yes

09/1981

Mar 30, 2012

Mar 25, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BESSEMER INVESTOR SERVICES, INC.

n/a

yes

n/a

BESSEMER TRUST COMPANY

n/a

yes

n/a

BESSEMER TRUST COMPANY (CAYMAN) LIMITED

n/a

yes

n/a

BESSEMER TRUST COMPANY NATIONAL ASSOCIATION

n/a

yes

n/a

BESSEMER TRUST COMPANY OF CALIFORNIA, N.A.

n/a

yes

n/a

BESSEMER TRUST COMPANY OF DELAWARE, N.A.

n/a

yes

n/a

BESSEMER TRUST COMPANY OF FLORIDA

n/a

yes

n/a

BESSEMER TRUST COMPANY OF NEVADA, NATIONAL ASSOCIATION

n/a

yes

n/a

THE BESSEMER GROUP, INCORPORATED

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 23, 2026

$47B

n/a

2024

Mar 21, 2025

$45B

n/a

2023

Mar 25, 2024

$42B

n/a

2022

Mar 28, 2023

$38B

n/a

2021

Mar 22, 2022

$48B

n/a

2020

Mar 29, 2021

$40B

n/a

2019

Mar 27, 2020

$38B

$218M

2018

Mar 22, 2019

$32B

$403M

2017

Mar 30, 2018

$35B

$169M

2016

Mar 23, 2017

$31B

n/a

$77.9M

2015

Mar 29, 2016

$28B

n/a

$98.7M

2014

Mar 6, 2015

$30B

n/a

$135M

2013

Mar 25, 2014

$26B

n/a

2012

Mar 22, 2013

$20B

n/a

2011

Mar 30, 2012

$15B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$47B

$45B

4.1%

$38B

7.7%