This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$26.8MItem 5.F on the latest filing (2026-03-11); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$26.8M

Private client RAUM

$26.0MderivedItem 5.D individuals plus high net worth individuals

Private client share

97%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$8.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

43

Individual clients

3

High net worth clients

22

Custody, client assets

$5.5M

SEC number

801-79634

CRD

124787

Filings on the tape

23

First filed

Apr 14, 2014

Latest filed

Mar 11, 2026

Organised

Corporation, NY

• Occurred

  Nov 15, 2022
  Advisor changed firm

  Anthony John Buglino left Safe Harbor Asset Management, Inc. for Avantax Advisory Services (registered 2024-02-13)

  Form ADVobserved 5 days ago
• Occurred

  Apr 14, 2014
  First Form ADV filing

  Safeharbor Asset Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:70150da2-e9ce-d147-8c1e-1b346f534334

First observed

Apr 14, 2014

Last observed

Mar 11, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.