DFX Intelligence

R•••• J• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor27 years in industry

R•••• J• R••••••

Advisor at A•••• I••••••••• A•••••••• L••

Henderson, NV | DEERFIELD, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:70233cd5-965f-87fc-4774-7b257c816cdd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 10, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• A•••••••• L••	Mixed wealth	Jan 8, 2025	n/a	yes	Henderson, NV\|DEERFIELD, IL	Current employment
G••••• R••••••••• P••••••• L••	Institutional manager	Jan 5, 2022	Dec 25, 2024	no	Henderson, NV\|SAN RAFAEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• R••••••••• P••••••• L••	A•••• I••••••••• A•••••••• L••	Dec 25, 2024	Jan 8, 2025	14	Firm change	Other
P•••••••• S••••••••• I•••	G••••• R••••••••• P••••••• L••	Dec 2, 2021	Jan 5, 2022

Relationships

Registered with (3)

→ A•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 8, 2025 to presentfactForm ADV
→ G••••• R••••••••• P••••••• L••Registered adviserregistration: previous registration
Jan 5, 2022 to Dec 25, 2024factForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 10, 2013 to Dec 2, 2021factForm ADV

Dated events

Occurred
Dec 25, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:70233cd5-965f-87fc-4774-7b257c816cdd
First observed: Jun 10, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.