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RIA / WealthAdvisor20 years in industry

ALAN JOHN DAVIS

Advisor at MERCER GLOBAL ADVISORS INC.

San Diego, CA

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Search this name across graphsid dfx:ria:702acb91-14ea-608c-6410-1facb36ba981

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Feb 26, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERCER GLOBAL ADVISORS INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 12, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 12, 2005
First registration: Feb 26, 2008
Dual registered: no
IAPD individual key: 4297889

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERCER GLOBAL ADVISORS INC.	Independent wealth	Apr 27, 2021	n/a	yes	San Diego, CA	Current employment
EPSTEIN AND WHITE FINANCIAL LLC	Former SEC adviser	Feb 27, 2020	Jul 6, 2021	no	SAN DIEGO, CA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 19, 2019	Feb 20, 2020	no	POWAY, CA	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Nov 21, 2017	Sep 18, 2019	no	San Diego, CA\|San Diego, CA\|San Diego, CA\|San Diego, CA\|POWAY, CA\|San Diego, CA	Previous registration
CUNA BROKERAGE SERVICES, INC.	Former SEC adviser	Aug 12, 2011	Nov 10, 2017	no	TORRANCE, CA\|DOWNEY, CA\|SANTA ANA, CA\|TORRANCE, CA\|GARDENA, CA\|DOWNEY, CA\|TORRANCE, CA\|GARDENA, CA\|DOWNEY, CA\|DOWNEY, CA\|TORRANCE, CA\|GARDENA, CA\|SANTA ANA, CA	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 9, 2010	Jul 19, 2011	no	NEWPORT BEACH, CA	Previous registration
SII INVESTMENTS, INC.	Former SEC adviser	Feb 26, 2008	Oct 15, 2010	no	LONG BEACH, CA\|LONG BEACH, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EPSTEIN AND WHITE FINANCIAL LLC	MERCER GLOBAL ADVISORS INC.	Jul 6, 2021	Apr 27, 2021	-70	Firm change after gap	RIA to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	EPSTEIN AND WHITE FINANCIAL LLC	Feb 20, 2020	Feb 27, 2020	7	Firm change	Ibd to RIA
CUSO FINANCIAL SERVICES, L.P.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 18, 2019	Sep 19, 2019	1	Firm change	Ibd to ibd
CUNA BROKERAGE SERVICES, INC.	CUSO FINANCIAL SERVICES, L.P.	Nov 10, 2017	Nov 21, 2017	11	Firm change	Other
SECURIAN FINANCIAL SERVICES, INC.	CUNA BROKERAGE SERVICES, INC.	Jul 19, 2011	Aug 12, 2011	24	Firm change	Other
SII INVESTMENTS, INC.	SECURIAN FINANCIAL SERVICES, INC.	Oct 15, 2010	Dec 9, 2010	55	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
281230:147363:CA:2021-07-06	Jul 6, 2021	Apr 27, 2021	SAN DIEGO, CA	Firm change after gap
42132:149018:CA:2019-09-18	Sep 18, 2019	Sep 19, 2019	SAN DIEGO, CA	Firm change

Relationships

Registered with (7)

→ MERCER GLOBAL ADVISORS INC.Registered adviserregistration: current employment
Apr 27, 2021 to presentfactForm ADV
→ EPSTEIN AND WHITE FINANCIAL LLCRegistered adviserregistration: previous registration
Feb 27, 2020 to Jul 6, 2021factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Sep 19, 2019 to Feb 20, 2020factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Nov 21, 2017 to Sep 18, 2019factForm ADV
→ CUNA BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Aug 12, 2011 to Nov 10, 2017factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 9, 2010 to Jul 19, 2011factForm ADV
→ SII INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 26, 2008 to Oct 15, 2010factForm ADV

Dated events

No dated event names this entity yet.