DFX Intelligence

D••••• L•• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

D••••• L•• W•••••••••

Advisor at O•••• W•••••• I•••

OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:702b475d-09da-13ba-a226-38d944955655

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 20, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 17, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Dec 2, 2021	n/a	yes	OVERLAND PARK, KS	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Nov 2, 2018	Dec 23, 2019	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• I•••	O•••• W•••••• I•••	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
M••••• O• O•••• I••••••• S•••••••• I•••	S••••••• I••••••••• I•••	Feb 10, 2015	Apr 1, 2015

Relationships

Registered with (3)

→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Nov 2, 2018 to Dec 23, 2019factForm ADV
→ S••••••• I••••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2015 to Nov 2, 2018factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 20, 2015 to Feb 10, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:702b475d-09da-13ba-a226-38d944955655
First observed: Jan 20, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.