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R•••••• J•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner34 years in industry

R•••••• J•••• C•••••••

Advisor at P•••••• M••••••••• G••••• L••

CLEARWATER, FL

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Search this name across graphsid dfx:ria:702df29e-f2ad-ecf4-fe3c-20ace9bbcd96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 24, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• M••••••••• G••••• L••	Independent wealth	Feb 3, 2021	n/a	yes	CLEARWATER, FL	Current employment
F•••••••• A•••••••• L••	Independent wealth	Aug 5, 2019	Jan 26, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• L••	P•••••• M••••••••• G••••• L••	Jan 26, 2021	Feb 3, 2021	8	Firm change	RIA to RIA

Relationships

Registered with (2)

→ P•••••• M••••••••• G••••• L••Registered adviserregistration: current employment
Feb 3, 2021 to presentfactForm ADV
→ F•••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 5, 2019 to Jan 26, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:702df29e-f2ad-ecf4-fe3c-20ace9bbcd96
First observed: Aug 5, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.